Footnotes
- X1Substituted by Corrigendum to Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC (Official Journal of the European Union L 173 of 12 June 2014).
- F1Inserted by Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014 (Text with EEA relevance).
- F2Substituted by Regulation (EU) 2016/1033 of the European Parliament and of the Council of 23 June 2016 amending Regulation (EU) No 600/2014 on markets in financial instruments, Regulation (EU) No 596/2014 on market abuse and Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central securities depositories (Text with EEA relevance).
- F3Word in Art. 1 omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 9(1)(a); 2020 c. 1, Sch. 5 para. 1(1)
- F4Words in Art. 1 substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 9(1)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F5Words in Art. 2(1)(a) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 9(2)(a)(i)(aa) (as amended by S.I. 2019/680, reg. 8(2)(a)(i)); 2020 c. 1, Sch. 5 para. 1(1)
- F6Words in Art. 2(1)(b) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 9(2)(a)(i)(bb) (as amended by S.I. 2019/680, reg. 8(2)(a)(ii)); 2020 c. 1, Sch. 5 para. 1(1)
- F7Words in Art. 2(1)(c) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 9(2)(a)(i)(cc) (as amended by S.I. 2019/680, reg. 8(2)(a)(iii)); 2020 c. 1, Sch. 5 para. 1(1)
- F8Words in Art. 2(4) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 9(2)(b) (as substituted by S.I. 2019/1212, reg. 15(2)); 2020 c. 1, Sch. 5 para. 1(1)
- F9Words in Art. 3.2(b) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(3) (as amended by S.I. 2019/680, reg. 8(4)); 2020 c. 1, Sch. 5 para. 1(1)
- F10Art. 3.1(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(2)(a); 2020 c. 1, Sch. 5 para. 1(1)
- F11Words in Art. 3.1(2) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(2)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F12Words in Art. 3.1(4) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(2)(c); 2020 c. 1, Sch. 5 para. 1(1)
- F13Words in Art. 3.1(5) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(2)(d); 2020 c. 1, Sch. 5 para. 1(1)
- F14Words in Art. 3.1(9) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(2)(f); 2020 c. 1, Sch. 5 para. 1(1)
- F15Art. 3.1(6)-(8C) substituted for Art. 3.1. (6)-(8) (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(2)(e) (as amended by S.I. 2019/680, regs. 1(3), 8(3)(a)); 2020 c. 1, Sch. 5 para. 1(1)
- F16Arts. 3.1(10)-(10C) substituted for Art. 3.1(10) (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(2)(g) (as amended by S.I. 2019/680, regs. 1(3), 8(3)(b)); 2020 c. 1, Sch. 5 para. 1(1)
- F17Words in Art. 3.1(11) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(2)(h); 2020 c. 1, Sch. 5 para. 1(1)
- F18Art. 3.1(12) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(2)(i) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 17(d)(i)); 2020 c. 1, Sch. 5 para. 1(1)
- F19Words in Art. 3.1(17) inserted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(2)(j) (as amended by S.I. 2019/680, regs. 1(3), 8(3)(c) and by S.I. 2020/1301, regs. 1, 3, Sch. para. 17(d)(ii)); 2020 c. 1, Sch. 5 para. 1(1)
- F20Words in Art. 3.1(18) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(2)(k); 2020 c. 1, Sch. 5 para. 1(1)
- F21Words in Art. 3.1(19) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(2)(l); 2020 c. 1, Sch. 5 para. 1(1)
- F22Art. 3.1(27) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(2)(n); 2020 c. 1, Sch. 5 para. 1(1)
- F23Words in Art. 3.1(30) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(2)(o); 2020 c. 1, Sch. 5 para. 1(1)
- F24Words in Art. 3.1(33) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(2)(p); 2020 c. 1, Sch. 5 para. 1(1)
- F25Art. 3.1(36)-(39) inserted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(2)(q) (as amended by S.I. 2019/680, regs. 1(3), 8(3)(d) and by S.I. 2019/1212, regs. 1(2), 15(3)); 2020 c. 1, Sch. 5 para. 1(1)
- F26Word in Art. 4(1) inserted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(4)(a)(i)(aa); 2020 c. 1, Sch. 5 para. 1(1)
- F27Words in Art. 4(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(4)(a)(i)(bb); 2020 c. 1, Sch. 5 para. 1(1)
- F28Word in Art. 4(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(4)(a)(i)(cc); 2020 c. 1, Sch. 5 para. 1(1)
- F29Word in Art. 4(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(4)(a)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F30Words in Art. 4(1) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(4)(a)(iii); 2020 c. 1, Sch. 5 para. 1(1)
- F31Art. 4(2) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(4)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F32Words in Art. 4(3)(a) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(4)(c)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F33Words in Art. 4(3)(c) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(4)(c)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F34Art. 4(4)(5) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(4)(d); 2020 c. 1, Sch. 5 para. 1(1)
- F35Words in Art. 5(1)(b) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(5)(a)(i) (as amended by S.I. 2019/680, regs. 1(3), 8(5)(a)); 2020 c. 1, Sch. 5 para. 1(1)
- F36Word in Art. 5(1)(d) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(5)(a)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F37Art. 5(3) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(5)(b) (as amended by S.I. 2019/680, regs. 1(3), 8(5)(b)); 2020 c. 1, Sch. 5 para. 1(1)
- F38Art. 5(4)(b) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(5)(c)(i) (as amended by S.I. 2019/680, regs. 1(3), 8(5)(c)); 2020 c. 1, Sch. 5 para. 1(1)
- F39Word in Art. 5(4)(d) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(5)(c)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F40Words in Art. 5(5) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(5)(d)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F41Words in Art. 5(5) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(5)(d)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F42Art. 5(6)-(8) substituted for Art. 5(6) (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(5)(e) (as amended by S.I. 2019/1212, regs. 1(2), 15(4) and by S.I. 2019/680, regs. 1(3), 8(5)(d)); 2020 c. 1, Sch. 5 para. 1(1)
- F43Words in Art. 6(1)(a) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(6)(a)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F44Words in Art. 6(1)(b) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(6)(a)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F45Art. 6(1)(ba)-(cb) substituted for Art. 6(1)(c) (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(6)(a)(iii); 2020 c. 1, Sch. 5 para. 1(1)
- F46Art. 6(1)(d)-(g) substituted for Art. 6(1)(d) (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(6)(a)(iv) (as amended by S.I. 2019/680, regs. 1(3), 8(6)); 2020 c. 1, Sch. 5 para. 1(1)
- F47Words in Art. 6(2) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(6)(b)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F48Words in Art. 6(2) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(6)(b)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F49Art. 6(2)(a)-(e) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(6)(b)(iii)(aa); 2020 c. 1, Sch. 5 para. 1(1)
- F50Words in Art. 6(2)(f) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(6)(b)(iii)(bb); 2020 c. 1, Sch. 5 para. 1(1)
- F51Art. 6(2A) inserted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(6)(c); 2020 c. 1, Sch. 5 para. 1(1)
- F52Words in Art. 6(3) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(6)(d); 2020 c. 1, Sch. 5 para. 1(1)
- F53Words in Art. 6(4) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(6)(e); 2020 c. 1, Sch. 5 para. 1(1)
- F54Art. 6(5) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(6)(f); 2020 c. 1, Sch. 5 para. 1(1)
- F55Art. 6(5A) inserted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(6)(g); 2020 c. 1, Sch. 5 para. 1(1)
- F56Art. 6(6) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 10(6)(h); 2020 c. 1, Sch. 5 para. 1(1)
- F57Words in Art. 7(1)(b) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(1)(a) (as amended by S.I. 2019/680, regs. 1(3), 8(7)(a)); 2020 c. 1, Sch. 5 para. 1(1)
- F58Words in Art. 7(4) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(1)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F59Art. 7(5) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(1)(c); 2020 c. 1, Sch. 5 para. 1(1)
- F60Words in Art. 8(5) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(2)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F61Word in Art. 9(6) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(3); 2020 c. 1, Sch. 5 para. 1(1)
- F62Word in Art. 11 substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(4)(a); 2020 c. 1, Sch. 5 para. 1(1)
- F63Art. 11(9)(10)( substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(4)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F64Art. 11(11) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(4)(c); 2020 c. 1, Sch. 5 para. 1(1)
- F65Words in Art. 12(2)(c) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(5)(a)(i)(aa) (as amended by S.I. 2019/680, regs. 1(3), 8(7)(b)); 2020 c. 1, Sch. 5 para. 1(1)
- F66Words in Art. 12(2)(c)(i)(ii) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(5)(a)(i)(bb) (as amended by S.I. 2019/680, regs. 1(3), 8(7)(b)); 2020 c. 1, Sch. 5 para. 1(1)
- F67Words in Art. 12(2)(e) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(5)(a)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F68Words in Art. 12(4) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(5)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F69Words in Art. 12(5) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(5)(c); 2020 c. 1, Sch. 5 para. 1(1)
- F70Words in Art. 13(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(a) (as amended by S.I. 2019/680, regs. 1(3), 8(7)(c)); 2020 c. 1, Sch. 5 para. 1(1)
- F71Words in Art. 13(2) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(b)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F72Words in Art. 13(2)(a) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(b)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F73Words in Art. 13(2)(b) inserted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(b)(iii); 2020 c. 1, Sch. 5 para. 1(1)
- F74Word in Art. 13(2)(c) inserted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(b)(iv); 2020 c. 1, Sch. 5 para. 1(1)
- F75Words in Art. 13(2)(d) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(b)(v); 2020 c. 1, Sch. 5 para. 1(1)
- F76Words in Art. 13(2)(e) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(b)(vi); 2020 c. 1, Sch. 5 para. 1(1)
- F77Words in Art. 13(2)(f) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(b)(vii)(aa); 2020 c. 1, Sch. 5 para. 1(1)
- F78Words in Art. 13(2)(f) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(b)(vii)(bb); 2020 c. 1, Sch. 5 para. 1(1)
- F79Words in Art. 13(2)(f) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(b)(vii)(cc); 2020 c. 1, Sch. 5 para. 1(1)
- F80Words in Art. 13(2)(g) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(b)(viii); 2020 c. 1, Sch. 5 para. 1(1)
- F81Words in Art. 13(2)(g) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(b)(ix); 2020 c. 1, Sch. 5 para. 1(1)
- F82Art. 13(3)-(6) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(c); 2020 c. 1, Sch. 5 para. 1(1)
- F83Art. 13(7) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(d); 2020 c. 1, Sch. 5 para. 1(1)
- F84Words in Art. 13(8) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(e)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F85Words in Art. 13(8) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(e)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F86Words in Art. 13(8) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(e)(iii); 2020 c. 1, Sch. 5 para. 1(1)
- F87Words in Art. 13(9) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(f)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F88Words in Art. 13(9) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(f)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F89Art. 13(10) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(g); 2020 c. 1, Sch. 5 para. 1(1)
- F90Art. 13(11) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(6)(g); 2020 c. 1, Sch. 5 para. 1(1)
- F91Word in Art. 16(1) inserted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(7)(a)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F92Words in Art. 16(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(7)(a)(ii) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 17(e)); 2020 c. 1, Sch. 5 para. 1(1)
- F93Word in Art. 16(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(7)(a)(iii); 2020 c. 1, Sch. 5 para. 1(1)
- F94Word in Art. 16(2) inserted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(7)(b)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F95Word in Art. 16(2) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(7)(b)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F96Words in Art. 16(3) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(7)(c)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F97Words in Art. 16(3) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(7)(c)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F98Art. 16(4) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(7)(d); 2020 c. 1, Sch. 5 para. 1(1)
- F99Art. 16(5) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 11(7)(e); 2020 c. 1, Sch. 5 para. 1(1)
- F100Words in Art. 17(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(1)(a)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F101Words in Art. 17(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(1)(a)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F102Words in Art. 17(2) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(1)(b)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F103Words in Art. 17(2) inserted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(1)(b)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F104Art. 17(3) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(1)(c); 2020 c. 1, Sch. 5 para. 1(1)
- F105Words in Art. 17(4) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(1)(d); 2020 c. 1, Sch. 5 para. 1(1)
- F106Word in Art. 17(5)(d) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(1)(e); 2020 c. 1, Sch. 5 para. 1(1)
- F107Word in Art. 17(6) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(1)(f)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F108Words in Art. 17(6) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(1)(f)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F109Words in Art. 17(6)(a) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(1)(f)(iii); 2020 c. 1, Sch. 5 para. 1(1)
- F110Words in Art. 17(6)(b) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(1)(f)(iv); 2020 c. 1, Sch. 5 para. 1(1)
- F111Words in Art. 17(6) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(1)(f)(v); 2020 c. 1, Sch. 5 para. 1(1)
- F112Words in Art. 17(9) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(1)(g)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F113Words in Art. 17(9) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(1)(g)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F114Art. 17(10) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(1)(h); 2020 c. 1, Sch. 5 para. 1(1)
- F115Art. 17(11) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(1)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F116Word in Art. 18(1)(c) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(2)(a); 2020 c. 1, Sch. 5 para. 1(1)
- F117Word in Art. 18(6)(b) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(2)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F118Words in Art. 18(7) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(2)(c)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F119Words in Art. 18(7) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(2)(c)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F120Words in Art. 18(7) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(2)(c)(iii); 2020 c. 1, Sch. 5 para. 1(1)
- F121Art. 18(9) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(2)(e); 2020 c. 1, Sch. 5 para. 1(1)
- F122Word in Art. 19(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(3)(a); 2020 c. 1, Sch. 5 para. 1(1)
- F123Art. 19(2) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(3)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F124Words in Art. 19(3) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(3)(c)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F125Word in Art. 19(3) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(3)(c)(ii)(aa); 2020 c. 1, Sch. 5 para. 1(1)
- F126Words in Art. 19(3) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(3)(c)(ii)(bb); 2020 c. 1, Sch. 5 para. 1(1)
- F127Words in Art. 19(3) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(3)(c)(iii); 2020 c. 1, Sch. 5 para. 1(1)
- F128Art. 19(4) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(3)(d); 2020 c. 1, Sch. 5 para. 1(1)
- F129Words in Art. 19(7)(c) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(3)(e); 2020 c. 1, Sch. 5 para. 1(1)
- F130Art. 19(9)(9A) substituted for Art. 19(9) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(3)(f) (as amended by S.I. 2020/1385, regs. 1(4), 51(6)(b)); 2020 c. 1, Sch. 5 para. 1(1)
- F131Words in Art. 19(11)(b) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(3)(g); 2020 c. 1, Sch. 5 para. 1(1)
- F132Words in Art. 19(13) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(3)(h); 2020 c. 1, Sch. 5 para. 1(1)
- F133Words in Art. 19(14) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(3)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F134Words in Art. 19(15) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(3)(j)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F135Words in Art. 19(15) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(3)(j)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F136Art. 20(3) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 12(4) (as amended by S.I. 2019/680, regs. 1(3), 8(8)); 2020 c. 1, Sch. 5 para. 1(1)
- F137Art. 22 heading substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(2)(a); 2020 c. 1, Sch. 5 para. 1(1)
- F138Words in Art. 22 omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(2)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F139Word in Art. 22 substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(2)(c)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F140Words in Art. 22 substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(2)(c)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F141Words in Art. 22 substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(2)(c)(iv); 2020 c. 1, Sch. 5 para. 1(1)
- F142Art. 23 heading substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(3)(a); 2020 c. 1, Sch. 5 para. 1(1)
- F143Art. 23(1) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(3)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F144Art. 23(2) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(3)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F145Words in Art. 23(3) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(3)(c)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F146Words in Art. 23(3) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(3)(c)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F147Words in Art. 23(4) inserted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(3)(d) (as amended by S.I. 2019/680, regs. 1(3), 8(9)(a)); 2020 c. 1, Sch. 5 para. 1(1)
- F148Art. 24 omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(4); 2020 c. 1, Sch. 5 para. 1(1)
- F149Art. 25(1)-(7) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(5)(a); 2020 c. 1, Sch. 5 para. 1(1)
- F150Words in Art. 25(8) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(5)(b)(i)(aa); 2020 c. 1, Sch. 5 para. 1(1)
- F151Words in Art. 25(8) inserted (31.12.2020) by S.I. 2019/310, reg. 13(5)(b)(i)(aba) (as inserted by The Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/680), regs. 1(3), 8(9)(b); 2020 c. 1, Sch. 5 para. 1(1))
- F152Words in Art. 25(8) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(5)(b)(i)(bb); 2020 c. 1, Sch. 5 para. 1(1)
- F153Words in Art. 25(8) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(5)(b)(ii)(aa); 2020 c. 1, Sch. 5 para. 1(1)
- F154Words in Art. 25(8) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(5)(b)(iii); 2020 c. 1, Sch. 5 para. 1(1)
- F155Art. 25(9) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(5)(c); 2020 c. 1, Sch. 5 para. 1(1)
- F156Word in Art. 26(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(6)(a)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F157Words in Art. 26(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(6)(a)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F158Words in Art. 26(1) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(6)(a)(iii); 2020 c. 1, Sch. 5 para. 1(1)
- F159Word in Art. 26(1) substituted (31.12.2020) by The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/681), regs. 1(3), 11(2); 2020 c. 1, Sch. 5 para. 1(1)
- F160Art. 26(2) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(6)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F161Words in Art. 26(3) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(6)(c)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F162Words in Art. 26(3) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(6)(c)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F163Words in Art. 27(2) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(7)(a)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F164Words in Art. 27(2) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(7)(a)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F165Words in Art. 27(3) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(7)(b)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F166Words in Art. 27(3) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(7)(b)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F167Art. 28 substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(8); 2020 c. 1, Sch. 5 para. 1(1)
- F168Words in Art. 29(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(9)(a)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F169Words in Art. 29(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(9)(a)(ii)(aa); 2020 c. 1, Sch. 5 para. 1(1)
- F170Words in Art. 27(1) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(9)(A)(ii)(bb); 2020 c. 1, Sch. 5 para. 1(1)
- F171Art. 27(2) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(9)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F172Words in Art. 27(3) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(9)(c); 2020 c. 1, Sch. 5 para. 1(1)
- F173Art. 30 omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(1); 2020 c. 1, Sch. 5 para. 1(1)
- F174Words in Art. 31(1) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(2)(a)(i)(aa); 2020 c. 1, Sch. 5 para. 1(1)
- F175Words in Art. 31(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(2)(a)(i)(bb); 2020 c. 1, Sch. 5 para. 1(1)
- F176Words in Art. 31(1)(e) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(2)(a)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F177Art. 31(2) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(2)(b); 2020 c. 1, Sch. 5 para. 1(1)
- F178Art. 32 substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(3); 2020 c. 1, Sch. 5 para. 1(1)
- F179Art. 33 omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(4); 2020 c. 1, Sch. 5 para. 1(1)
- F180Words in Art. 34(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(5)(a)(i)(aa); 2020 c. 1, Sch. 5 para. 1(1)
- F181Words in Art. 34(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(5)(a)(i)(bb); 2020 c. 1, Sch. 5 para. 1(1)
- F182Words in Art. 34(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(5)(a)(ii)(aa); 2020 c. 1, Sch. 5 para. 1(1)
- F183Words in Art. 34(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(5)(a)(ii)(bb); 2020 c. 1, Sch. 5 para. 1(1)
- F184Words in Art. 34(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(5)(a)(ii)(cc); 2020 c. 1, Sch. 5 para. 1(1)
- F185Words in Art. 34(1) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(5)(a)(iii); 2020 c. 1, Sch. 5 para. 1(1)
- F186Words in Art. 34(2) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(5)(b)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F187Words in Art. 34(2) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(5)(b)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F188Words in Art. 34(3) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(5)(c)(i); 2020 c. 1, Sch. 5 para. 1(1)
- F189Words in Art. 34(3) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(5)(c)(ii); 2020 c. 1, Sch. 5 para. 1(1)
- F190Word in Art. 34(3) substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 14(5)(c)(iii); 2020 c. 1, Sch. 5 para. 1(1)
- F191Art. 35 substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 15(2); 2020 c. 1, Sch. 5 para. 1(1)
- F192Art. 36 omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 15(3); 2020 c. 1, Sch. 5 para. 1(1)
- F193Art. 38 omitted (31.12.2020) by S.I. 2019/310, reg. 16(1) (as substituted by The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 (S.I. 2020/1385), regs. 1(4), 51(8))
- F194Art. 39(3) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 16(2); 2020 c. 1, Sch. 5 para. 1(1)
- F195Art. 39(4) omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 16(2); 2020 c. 1, Sch. 5 para. 1(1)
- F196Words in Signature omitted (31.12.2020) by virtue of The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 16(3); 2020 c. 1, Sch. 5 para. 1(1)
- F197Words in Annex 1 substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 17; 2020 c. 1, Sch. 5 para. 1(1)
- F198Ch. 4 heading substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 13(1); 2020 c. 1, Sch. 5 para. 1(1)
- F199Ch. 6 heading substituted (31.12.2020) by The Market Abuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/310), regs. 1(3), 15(1); 2020 c. 1, Sch. 5 para. 1(1)
- F200Words in Art. 2(1) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(2)(a)
- F201Words in Art. 2(1) omitted (22.4.2021) by virtue of The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(2)(b)
- F202Words in Art. 2(1) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(2)(c)
- F203Art. 3.1(19a)-(19c) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(3)(a)
- F204Art. 3.1(20) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(3)(b)
- F205Art. 3.1(20A) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(3)(c)
- F206Words in Art. 3.1(25) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(3)(d)
- F207Art. 6(2B) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(4)
- F208Words in Art. 7(4) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(5)(a)(i)
- F209Words in Art. 7(4) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(5)(a)(ii)
- F210Words in Art. 7(4) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(5)(b)
- F211Art. 7(4A) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(5)(c)
- F212Words in Art. 8(1) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(6)
- F213Words in Art. 17(1) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(7)(a)
- F214Art. 17(1A) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(7)(b)
- F215Words in Art. 17(2) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(7)(c)
- F216Words in Art. 17(2) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(7)(d)
- F217Words in Art. 17(2) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(7)(e)
- F218Words in Art. 17(4) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(7)(f)(i)
- F219Words in Art. 17(4) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(7)(f)(ii)
- F220Words in Art. 17(7) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(7)(g)
- F221Words in Art. 17(8) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(7)(h)
- F222Word in Art. 18(8)(a) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(8)(a)(i)
- F223Words in Art. 18(8)(a) omitted (22.4.2021) by virtue of The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(8)(a)(ii)
- F224Words in Art. 18(8)(a) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(8)(a)(iii)
- F225Art. 18(8)(b) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(8)(b)
- F226Art. 18(8A) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(8)(c)
- F227Word in Art. 19(1) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(9)(a)(i)
- F228Art. 19(1)(b) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(9)(a)(ii)
- F229Word in Art. 19(3) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(9)(b)
- F230Word in Art. 19(4)(b) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(9)(c)(i)
- F231Words in Art. 19(4)(b) omitted (22.4.2021) by virtue of The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(9)(c)(ii)
- F232Word in Art. 19(5) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(9)(d)
- F233Word in Art. 19(6)(c) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(9)(e)
- F234Art. 19(10) substituted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(9)(f)
- F235Art. 25(8)(a) omitted (22.4.2021) by virtue of The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(10)(a)
- F236Words in Art. 25(8)(b) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(10)(b)(i)
- F237Words in Art. 25(8)(b) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(10)(b)(ii)
- F238Words in Art. 25(8)(b) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(10)(b)(iii)
- F239Words in Art. 25(8)(b) inserted (22.4.2021) by The Recognised Auction Platforms (Amendment and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/494), regs. 1(2), 9(10)(b)(iv)
- F240Words in Art. 18(1) substituted (29.6.2021) by Financial Services Act 2021 (c. 22), ss. 30(2)(a)(i), 49(2)(a)
- F241Word in Art. 18(1) inserted (29.6.2021) by Financial Services Act 2021 (c. 22), ss. 30(2)(a)(ii), 49(2)(a)
- F242Words in Art. 18(2) substituted (29.6.2021) by Financial Services Act 2021 (c. 22), ss. 30(2)(b)(i), 49(2)(a)
- F243Word in Art. 18(2) inserted (29.6.2021) by Financial Services Act 2021 (c. 22), ss. 30(2)(b)(ii), 49(2)(a)
- F244Words in Art. 18(2) substituted (29.6.2021) by Financial Services Act 2021 (c. 22), ss. 30(2)(b)(iii), 49(2)(a)
- F245Words in Art. 18(2) substituted (29.6.2021) by Financial Services Act 2021 (c. 22), ss. 30(2)(c), 49(2)(a)
- F246Words in Art. 18(4) substituted (29.6.2021) by Financial Services Act 2021 (c. 22), ss. 30(2)(d)(i), 49(2)(a)
- F247Words in Art. 18(4) substituted (29.6.2021) by Financial Services Act 2021 (c. 22), ss. 30(2)(d)(ii), 49(2)(a)
- F248Words in Art. 18(5) substituted (29.6.2021) by Financial Services Act 2021 (c. 22), ss. 30(2)(e)(i), 49(2)(a)
- F249Words in Art. 18(5) substituted (29.6.2021) by Financial Services Act 2021 (c. 22), ss. 30(2)(e)(ii), 49(2)(a)
- F250Words in Art. 19(1) substituted (29.6.2021) by Financial Services Act 2021 (c. 22), ss. 30(3)(a), 49(2)(a)
- F251Words in Art. 19(3) substituted (29.6.2021) by Financial Services Act 2021 (c. 22), ss. 30(3)(b), 49(2)(a)
- F252Art. 19(16) inserted (29.6.2021) by Financial Services Act 2021 (c. 22), ss. 30(3)(c), 49(2)(a)
- F253Words in Art. 28 omitted (1.7.2021) by virtue of Financial Services Act 2021 (c. 22), ss. 39, 49(5); S.I. 2021/739, reg. 3(u)
- C1Regulation: power to modify conferred (11.7.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 3, 86(3), Sch. 1 Pt. 1; S.I. 2023/779, reg. 2(d)
- C2Regulation: power to modify conferred (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 13, 17, 86(3); S.I. 2023/779, reg. 4(h)(l)
- C3Regulation power to amend or revoke conferred (29.8.2023) by Financial Services and Markets Act 2023 (c. 29), ss. 15, 17, 86(3); S.I. 2023/779, reg. 4(j)(l)
- F254Word in Art. 6(2A) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 38
- 1
OJ C 161, 7.6.2012, p. 3.
- 2
OJ C 181, 21.6.2012, p. 64.
- 3
Position of the European Parliament of 10 September 2013 (not yet published in the Official Journal) and decision of the Council of 14 April 2014.
- 4
Directive 2003/6/EC of the European Parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (market abuse) (OJ L 96, 12.4.2003, p. 16).
- 5
Regulation (EU) No 1227/2011 of the European Parliament and of the Council of 25 October 2011 on wholesale energy market integrity and Transparency (OJ L 326, 8.12.2011, p. 1).
- 6
Directive 2003/87/EC of the European Parliament and of the Council of 13 October 2003 establishing a scheme for greenhouse gas emission allowance trading within the Community and amending Council Directive 96/61/EC (OJ L 275, 25.10.2003, p. 32).
- 7
Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC and repealing Council Directive 93/22/EEC (OJ L 145, 30.4.2004, p. 1).
- 8
Commission Regulation (EU) No 1031/2010 of 12 November 2010 on the timing, administration and other aspects of auctioning of greenhouse gas emission allowances pursuant to Directive 2003/87/EC of the European Parliament and of the Council establishing a scheme for greenhouse gas emission allowances trading within the Community (OJ L 302, 18.11.2010, p. 1).
- 9
Directive 2004/25/EC of the European Parliament and of the Council of 21 April 2004 on takeover bids (OJ L 142, 30.4.2004, p. 12).
- 10
Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/67/EU (see page 349 of this Official Journal).
- 11
Directive 2014/57/EU of the European Parliament and of the Council of 16 April 2014 on criminal sanctions for market abuse (market abuse directive) (see page 179 of this Official Journal).
- 12
Directive 95/46/EC of the European Parliament and of the Council of 24 October 1995 on protection of individuals with regard to the processing of personal data and on the movement of such data (OJ L 281, 23.11.1995, p. 31).
- 13
Regulation (EC) No 45/2001 of the European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the processing of personal data by the Community institutions and bodies and on the free movement of such data (OJ L 8, 12.1.2001, p. 1).
- 14
Commission Regulation (EC) No 2273/2003 of 22 December 2003 implementing Directive 2003/6/EC of the European Parliament and of the Council as regards exemptions for buy-back programmes and stabilisation of financial instruments (OJ L 336, 23.12.2003, p. 33).
- 15
Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by the Member States of the Commission’s exercise of implementing powers (OJ L 55, 28.2.2011, p. 13).
- 16
Regulation (EU) No 1093/2010 of the European Parliament and of the Council of 24 November 2010 establishing a European Supervisory Authority (European Banking Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/78/EC (OJ L 331, 15.12.2010, p. 12).
- 17
OJ C 177, 20.6.2012, p. 1.
- 18
Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (OJ L 176, 27.6.2013, p. 1).
- 19
Commission Regulation (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive (OJ L 241, 2.9.2006, p. 1).
- 20
Directive 2012/30/EU of the European Parliament and of the Council of 25 October 2012 on coordination of safeguards which, for the protection of the interests of members and others, are required by Member States of companies within the meaning of the second paragraph of Article 54 of the Treaty on the Functioning of the European Union, in respect of the formation of public limited liability companies and the maintenance and alteration of their capital, with a view to making such safeguards equivalent (OJ L 315, 14.11.2012, p. 74).
- 21
Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014. on markets in financial instruments and amending Regulation (EU) No 648/2012 (see page 84 of this Official Journal).
- 22
Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) (OJ L 335, 17.12.2009, p. 1).
- 23
Commission Directive 2003/125/EC of 22 December 2003 implementing Directive 2003/6/EC of the European Parliament and of the Council as regards the fair presentation of investment recommendations and the disclosure of conflicts of interest (OJ L 339, 24.12.2003, p. 73).
- 24
Commission Directive 2003/124/EC of 22 December 2003 implementing Directive 2003/6/EC of the European Parliament and of the Council as regards the definition and public disclosure of inside information and the definition of market manipulation (OJ L 339, 24.12.2003, p. 70).
- 25
Commission Regulation (EC) No 2273/2003 of 22 December 2003 implementing Directive 2003/6/EC of the European Parliament and of the Council as regards exemptions for buy-back programmes and stabilisation of financial instruments (OJ L 336, 23.12.2003, p. 33).